Banc of America CLO
Claiming that local investors had lost over $150 million, Massachusetts Regulators annouced on Feb 10, 2012 that they were serving a subpoena on Bank of America in an effort to determine if BOA had knowingly overvalued some assets in some of its investment products sold to the public.
The investments, collateralized loan obligations, (CLO's) were structured and sold by BOA in 2007. The investments include:
- LCM VII Ltd
- Bryn Mawr CLO II Ltd.
We are actively investigating this matter. If you have questions or if you have information related to this, please contact us at 561 391 1900.
We have been assisting investors recover investment losses here in Boca Raton and across the country for over 20 years.
http://www.dmrslaw.com/ .
Lyon Capital CLO Investor Awarded $1.38 Million
Posted by: Robert Rex
February 16, 2012
Last week a FINRA panel awarded $1.38 million to a Lyon Capital investor. The investor alleged that Lyon Capital was sold as a low risk investment was actually worthless at the time of purchase. Just a month after closing the Lyon Capital deal Banc of America changed its method of disclosure for similar loan deals.
We are investigating how BOA marketed and sold this and other CLO products and examining the adequacy of the disclosures of the risks to investors.
If you have questions about this or any other investment loss do not hestitate to call.
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February 2012 FINRA Disciplinary Actions- FL Only
February 16, 2012
Lyon Capital CLO Investor Awarded $1.38 Million
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